With an experienced team who understand compliance regulations and laws in multiple locations, our services include:
  • Assisting the with production of key materials such as compliance manuals and including business plan submission for entities wishing to become regulated.
  • Generating reports for submission to the regulators such as the Financial Conduct Authority (FCA), Central Bank of Ireland (CBI) or Guernsey Financial Services Commission (GFSC).
  • Acting as key touchpoint for all regulatory queries.
  • Monitoring emerging risks to clients’ businesses whilst ensuring ongoing compliance obligations are met
  • Performing anti-money laundering checks and maintaining the conflicts register, including personal account dealing authorisation and record keeping
  • Providing advice concerning effective wording of insurance in contracts and other documentation
  • Verifying compliance of insurance certificates and other documentation to ensure adequate coverage and endorsements, as well as insurance company solvency and other requirements
  • Providing regular reporting to identifying chronic cases of non-compliance and other potential problems
  • Assisting in contract preparation and review
  • Assisting with KYC procedures including thorough due diligence and checking
  • Offering continuous access to all business compliance records through a secure online data room
  • Performing Know-Your-Customer and Anti-Money-Laundering identification procedures

Case Studies

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Fund Administration Services

EPE Administration was mandated to outsource the administration and..

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Performing Arts and Charity

EPE Administration was mandated to work alongside an existing team.

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Outsourcing Finance Functions

EPE Administration was mandated to outsource the entire finance function..

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Achieve

Financial and Operational goals.